Functionalist theories of consciousness: unfolding, substitution and the indeterminacy of function by the physics of the brain.
Consciousness and Cognition September 8, 2026 DOI: 10.1016/j.concog.2026.104121 (opens in new tab)
Study at a glance
AI-extracted from the abstract| Characteristics | Theoretical or philosophical paper Peer reviewed |
|---|---|
| Key points | Argues that the Unfolding Argument against causal structure theories of consciousness is unsound because universal approximation theorems do not support it, and that the Substitution Argument cannot be circumvented by direct brain measurements for any functionalist theory, since a theorem from Putnam generalized by Hemmo and Shenker implies that any sufficiently complex physical system implements infinitely many formal structures at once, making function indeterminate by physics. Concludes that the only way to counter this indeterminacy while avoiding behaviorism is a reductive mind-brain identity theory like Flat Physicalism. |
Abstract
We consider two recent arguments concerning the question of empirical falsifiability of consciousness theories: the Unfolding Argument (UA) against causal structure theories and the Substitution Argument (SA) according to which if prediction of experience and inference from behaviour are independent, any non-behavioural theory of consciousness is a priori falsified. We argue that the UA is unsound, because the universal approximation theorems don't support it. We then examine whether the SA can be circumvented by "looking inside the brain", i.e., by direct measurements of brain observables. We show that this option is not open to any functionalist theory of consciousness, i.e., any theory that identifies conscious states with some "functional role" (e.g., input-output function, computational role, causal profile) implemented by brain processes. Also, we show that this deeper problem pertains only to functionalist theories. The reason is that functionalism by construction allows for multiple realization of the mental by the physical, and therefore the function identified with consciousness must be defined by some abstract formal structure. But we argue that a theorem first proved by Putnam and recently generalized by Hemmo and Shenker implies that the physics of the brain in its entirety cannot determine uniquely any formal structure: any (complex enough) physical system (e.g., the neural system) implements at once infinitely many formal structures (this is the indeterminacy of function by physics). Finally, we argue that the only way to counter the indeterminacy problem while avoiding behaviourism is to adopt a reductive mind-brain identity theory like Flat Physicalism.
Citations in the library
Cites 10
- Can the macro beat the micro? Integrated information across spatiotemporal scales Neuroscience of Consciousness 2016
- When philosophical nuance matters: safeguarding consciousness research from restrictive assumptions. Frontiers in Psychology 2023
- Can only meat machines be conscious? Trends in Cognitive Sciences April 1, 2026
- Integrated information theory (IIT) 4.0: Formulating the properties of phenomenal existence in physical terms. PLoS Computational Biology October 17, 2023
- First-person experience cannot rescue causal structure theories from the unfolding argument. Consciousness and Cognition February 1, 2022
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