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Lucid Dreaming: a State of Consciousness with Features of Both Waking and Non-Lucid Dreaming

Ursula Voss, Romain Holzmann, Inka Tuin, Allan Hobson

Sleep September 1, 2009 DOI: 10.1093/sleep/32.9.1191 (opens in new tab)

Study at a glance

AI-extracted from the abstract
Characteristics Observational study Peer reviewed
Sample size 6
Population Student volunteers trained to become lucid and signal lucidity with horizontal eye movements
Intervention pre-sleep autosuggestion
Duration Up to 5 nights per participant
Topics Lucid dreaming Dreaming
Keywords Consciousness Cognitive psychology Psychoanalysis Cognitive science
Citations 443
Key findings Lucid dreaming shows REM-like delta and theta power, higher gamma power peaking around 40 Hz, and overall coherence similar to waking but higher than REM sleep, with largest coherence in frontal areas.

Abstract

STUDY

Objectives: The goal of the study was to seek physiological correlates of lucid dreaming. Lucid dreaming is a dissociated state with aspects of waking and dreaming combined in a way so as to suggest a specific alteration in brain physiology for which we now present preliminary but intriguing evidence. We show that the unusual combination of hallucinatory dream activity and wake-like reflective awareness and agentive control experienced in lucid dreams is paralleled by significant changes in electrophysiology.

Design: 19-channel EEG was recorded on up to 5 nights for each participant. Lucid episodes occurred as a result of pre-sleep autosuggestion.

Setting: Sleep laboratory of the Neurological Clinic, Frankfurt University.

Participants: Six student volunteers who had been trained to become lucid and to signal lucidity through a pattern of horizontal eye movements.

Measurements: AND

Results: Results show lucid dreaming to have REM-like power in frequency bands delta and theta, and higher-than-REM activity in the gamma band, the between-states-difference peaking around 40 Hz. Power in the 40 Hz band is strongest in the frontal and frontolateral region. Overall coherence levels are similar in waking and lucid dreaming and significantly higher than in REM sleep, throughout the entire frequency spectrum analyzed. Regarding specific frequency bands, waking is characterized by high coherence in alpha, and lucid dreaming by increased delta and theta band coherence. In lucid dreaming, coherence is largest in frontolateral and frontal areas.

Conclusions: Our data show that lucid dreaming constitutes a hybrid state of consciousness with definable and measurable differences from waking and from REM sleep, particularly in frontal areas.

In the evidence

This study is part of the evidence base for 2 syntheses in the library. Here is how each one recorded it.

  • Lucid dreaming showed REM-like delta and theta power, higher gamma power peaking around 40 Hz (strongest frontally), and overall coherence similar to waking and higher than REM sleep.

    Synthesized

  • Lucid dreaming showed REM-like delta and theta power, higher gamma power peaking around 40 Hz, and overall coherence similar to waking and higher than REM sleep, with largest coherence in frontal areas.

    Synthesized

Comparable studies

Other observational and cohort studies on lucid dreaming, most cited first.

Study Year Design Participants
Neural Correlates of Dream Lucidity Obtained from Contrasting Lucid versus Non-Lucid REM Sleep: A Combined EEG/fMRI Case Study Experienced lucid dreamers 2012 Observational cohort n = 4
Real-time dialogue between experimenters and dreamers during REM sleep. Individuals during REM sleep, including frequent lucid dreamers, a novice, and a... 2021 Observational study n = 36
Lucid Dreaming in Narcolepsy Consecutive patients with narcolepsy and healthy controls 2015 Case-control study n = 106
Metacognitive Mechanisms Underlying Lucid Dreaming Human participants split into high- and low-lucidity groups based on reported dream... 2015 Observational cohort
Frequent lucid dreaming associated with increased functional connectivity between frontopolar cortex and temporoparietal association areas Individuals with frequent lucid dreams (≥3/week) and controls (≤1 lucid dream/year),... 2018 Observational cohort n = 28

Citations in the library

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