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Baseline Response Criterion and Changes in Emotional Bias as Markers of Esketamine Response in Treatment-Resistant Depression

Chlöé Müh, Pauline Favre, Isabel Karen Lütkenherm, Juan Zambrano, Chantal Henry, Lucie Berkovitch

medRxiv October 15, 2026 preprint DOI: 10.64898/2026.10.14.26365535 (opens in new tab)

Study at a glance

AI-extracted from the abstract
Characteristics Observational cohort
Sample size 106
Population 53 patients with treatment-resistant depression and 53 healthy controls
Intervention Esketamine
Duration 4 weeks of treatment, with assessments at baseline, 24 hours after the first esketamine administration, and after 4 weeks
Measures Emotional Facial Expression Morphing task, MADRS
Topics Depression Esketamine
Key findings Patients with treatment-resistant depression showed altered facial-emotion processing at baseline: they required greater happy-face intensity for detection, more often categorized neutral faces as negative, and had a more conservative response criterion without impaired discrimination sensitivity. Esketamine responders showed an early increase in discrimination sensitivity and, by week 4, less negative categorization of neutral faces than non-responders. A lower baseline response criterion was associated with responder status and, in secondary analyses, with greater subsequent MADRS improvement.

Abstract

Abstract Negative emotional bias, including reduced processing of positive information and negative interpretation of ambiguous stimuli, is a core feature of depression. Esketamine, an N-methyl-D-aspartate (NMDA) receptor antagonist with rapid antidepressant effects in treatment-resistant depression (TRD), reduces depressive symptoms, but its effects on distinct components of emotional processing remain unclear. Fifty-three patients with TRD and 53 healthy controls performed an Emotional Facial Expression Morphing task. Patients were assessed at baseline, 24 hours after the first esketamine administration, and after 4 weeks of treatment. Statistical models examined detection thresholds for happy and sad faces, negative categorisation of neutral faces, and signal detection indices separating emotion–neutral discrimination sensitivity ( d′ ) from response criterion ( c ), indexing the evidence required to report the presence of an emotion. At baseline, patients required greater happy-face intensity for emotion detection and were more likely to categorise detected neutral faces as negative. They also showed a more conservative response criterion without group difference in discrimination sensitivity. Responders showed an early increase in d′ and, by week 4, less negative categorisation of neutral faces than non-responders. A lower baseline response criterion was associated with responder status and, in secondary continuous analyses, with greater subsequent MADRS improvement. These findings indicate that TRD involves abnormalities across detection-related, valence-related, and decisional aspects of facial-emotion processing that are differently associated with esketamine response: baseline response criterion emerged as a candidate prognostic marker, whereas negative categorisation of neutral faces tracked clinical response. Assessing these domains may inform clinical evaluation, pending independent replication.

In the evidence

This study is part of the evidence base for 2 syntheses in the library. Here is how each one recorded it.

  • Esketamine responders showed early increases in emotion discrimination sensitivity and less negative categorization of neutral faces by week 4 than non-responders, and a lower baseline response criterion was associated with responder status.

    Synthesized

  • Esketamine responders showed early increases in emotion discrimination sensitivity and, by week 4, less negative categorization of neutral faces than non-responders; lower baseline response criterion was associated with responder status.

    Synthesized

Comparable studies

Other observational and cohort studies on esketamine for depression, most cited first.

Study Year Design Participants
Treating bipolar depression with esketamine: Safety and effectiveness data from a naturalistic multicentric study on esketamine in bipolar versus unipolar treatment‐resistant depression Patients with treatment-resistant bipolar depression (B-TRD) and unipolar... 2023 Observational cohort n = 70
Comparative Effectiveness of Intravenous Ketamine and Intranasal Esketamine in Clinical Practice Among Patients With Treatment-Refractory Depression: An Observational Study. Adults with treatment-resistant depression 2023 Observational study n = 62
Predicting outcome with Intranasal Esketamine treatment: A machine-learning, three-month study in Treatment-Resistant Depression (ESK-LEARNING) Treatment-resistant depression patients 2023 Retrospective, multicentric, real-world study n = 149
Esketamine in treatment-resistant depression patients comorbid with substance-use disorder: A viewpoint on its safety and effectiveness in a subsample of patients from the REAL-ESK study Patients with treatment-resistant depression and a substance use disorder 2023 Observational, retrospective, multicentre study n = 26
Rapid infusion of esketamine for unipolar and bipolar depression: a retrospective chart review Patients with treatment-resistant depression and bipolar depression meeting DSM-IV-TR... 2017 Retrospective observational study n = 27

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